UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
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Item 5.07. Submission of Matters to a Vote of Security Holders
On June 15, 2023, Monroe Capital Corporation (the “Company”) held its 2023 annual meeting of stockholders (the “Meeting”) to consider Proposals 1 and 2 as described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 18, 2023 (the “Proxy Statement”). A summary of the matters voted upon by stockholders is set forth below.
Proposal 1—Election of Class II Directors
The following individuals, constituting all of the nominees named in the Proxy Statement, were elected as Class II directors to serve until the 2026 annual meeting of stockholders or until their successors have been duly elected and qualified. The following votes were taken in connection with this proposal:
| For | Withheld | Broker Non-Vote | |||||||||
| Jeffrey A. Golman | 10,057,127 | 1,882,646 | 0 | ||||||||
| Jorde M. Nathan | 10,247,093 | 1,692,680 | 0 | ||||||||
| Caroline B. Davidson | 11,316,421 | 623,352 | 0 | ||||||||
Proposal 2—Approval to Sell Shares of Common Stock Below Net Asset Value
The Company’s stockholders approved a proposal to authorize flexibility for the Company, subject to the approval of its Board of Directors, to sell shares of its common stock or warrants, options or rights to acquire its common stock during the next twelve months at a price below the Company’s then-current net asset value per share, subject to certain conditions as set forth in the Proxy Statement. The following votes were taken in connection with this proposal:
| For | Against | Abstain | Broker Non-Vote | ||||||||||||
| With Affiliate Shares | 9,130,191 | 2,232,595 | 576,987 | 0 | |||||||||||
| Without Affiliate Shares | 8,354,799 | 2,232,595 | 576,987 | 0 | |||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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MONROE CAPITAL CORPORATION | ||
| By: | /s/ Lewis W. Solimene, Jr. | |
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Name: |
Lewis W. Solimene, Jr. | |
| Title: | Chief Financial Officer | |
Dated: June 15, 2023