Ownership Profile

Shareholder Breakdown Holders Values ($) % O/S Shares
Institution 66 76.92 30.28 5,021,067
Mutual Fund 13 4.18 1.62 267,943
Institutional Shareholder Rotation Holders Values Change ($) % O/S Shares Change
Buyers 34 10.54 4.13 684,514
Sellers 24 -5.68 2.23 -369,261
Net -- 4.86 1.90 315,253
Institutional Shareholder Concentration Values ($) % O/S Shares
Top 10 Inst. 54 21.12 3,501,585
Top 20 Inst. 66.54 26.18 4,341,839
Top 50 Inst. 76.32 30.04 4,982,015
Total Inst. 76.32 30.04 4,982,015
Institutional Shareholder Style Holders Values ($) % O/S Shares
AggresGr 1 1 0.37 61,403
CoreGrowth 11 6 2.39 396,859
Growth 2 3 1.02 169,735
BrokerDealer 7 5 1.99 330,505
GARP 4 15 6.04 1,001,435
HedgeFund 8 14 5.43 899,969
CoreValue 9 6 2.28 377,552
DeepValue 3 2 0.64 105,675
IncomeValue 1 0 0.06 10,000
Yield 1 13 4.96 822,237
Index 3 6 2.20 365,271
Top Holders: Institutional Investor Shares Held % O/S Shares Change Filing Date
Advisors Asset Management, Inc. 822,237 4.96 -142,417 12/31/2016
William Blair & Company, L.L.C. 788,406 4.75 42,703 12/31/2016
Muzinich and Company, Inc. 436,904 2.63 135,261 12/31/2016
UBS Financial Services, Inc. 341,706 2.06 23,276 12/31/2016
Two Sigma Investments, LP 206,800 1.25 -7,878 12/31/2016
Advisory Research, Inc. 204,089 1.23 114,597 12/31/2016
Koenig (Theodore L) 198,579 1.20 36,575 03/30/2016
Sumitomo Mitsui Asset Management Company, Limited 191,478 1.15 110,994 12/31/2016
Janney Montgomery Scott LLC 182,813 1.10 153 03/31/2017
Homrich & Berg, Inc. 128,573 0.78 2,698 12/31/2016
Bard Associates Inc. 119,887 0.72 -100 12/31/2016
BlackRock Asset Management Ireland Limited 113,103 0.68 32,782 12/31/2016
Stephens Capital Management 96,750 0.58 26,342 12/31/2016
Chicago Partners Wealth Advisors 92,144 0.56 1,653 12/31/2016
Geneva Advisors, LLC 90,146 0.54 11,427 12/31/2016
McKinley Capital Management, LLC 79,589 0.48 5,814 12/31/2016
Ladenburg Thalmann Asset Management Inc. (LTAM) 65,253 0.39 3,188 12/31/2016
Advisor Group, Inc 62,978 0.38 61,078 12/31/2016
Bridgeway Capital Management, Inc. 61,403 0.37 0 12/31/2016
Raymond James & Associates, Inc. 59,001 0.36 -29,980 12/31/2016
Salzhauer Michael 51,304 0.31 12,824 12/31/2016
WESPAC Advisors LLC 45,588 0.27 2,503 12/31/2016
National Asset Management, Inc. 42,625 0.26 5,866 12/31/2016
Silver Capital Management LLC 38,434 0.23 3,100 12/31/2016
J.P. Morgan Securities LLC 37,794 0.23 -15,037 12/31/2016
Oppenheimer Asset Management Inc. 37,298 0.22 7,950 12/31/2016
Rothschild Investment Corporation 37,050 0.22 600 03/31/2017
Baird Investment Management 31,733 0.19 231 12/31/2016
Clear Harbor Asset Management, LLC 30,909 0.19 2,282 03/31/2017
Nuveen Asset Management, LLC 27,924 0.17 -27,884 12/31/2016
Rubin (Robert S) 22,598 0.14 2,098 03/30/2016
Metropolitan Life Insurance Co. (US) 19,623 0.12 19,623 12/31/2016
Morgan Stanley Investment Management Inc. (US) 19,210 0.12 -13,027 12/31/2016
Wunderlich Securities, Inc. 18,265 0.11 -100 03/31/2016
Morgan Stanley Wealth Management 16,327 0.10 -2,446 12/31/2016
Sigma Planning Corporation 14,683 0.09 14,683 03/31/2017
RBC Capital Markets Wealth Management 14,145 0.09 -2,133 12/31/2016
Freestone Capital Management, LLC 13,630 0.08 284 12/31/2016
Yorktown Management & Research Company, Inc. 13,000 0.08 0 12/31/2016
Wells Fargo Advisors 12,001 0.07 -1,099 12/31/2016
Commonwealth Financial Network 11,977 0.07 11,977 12/31/2016
Steele (Jeffrey D) 11,575 0.07 0 03/30/2016
Northern Trust Global Investments 11,037 0.07 11,037 12/31/2016
TFS Capital LLC 10,858 0.07 -5,252 12/31/2016
Bank of Oklahoma, N.A. 10,000 0.06 0 12/31/2016
Allison (Thomas J) 9,652 0.06 896 03/30/2016
Blackstone Alternative Investment Advisors LLC 8,800 0.05 7,400 09/30/2016
Mackenzie Financial Corporation 8,472 0.05 6,278 12/31/2016
Morgan Stanley Investment Management Ltd. (UK) 7,178 0.04 -5,180 12/31/2016
Citi Investment Research (US) 6,486 0.04 -2,114 12/31/2016

Ownership data is provided by Thomson Reuters, a third party service, and Monroe Capital Corporation does not maintain or provide information directly to this service.