Ownership Profile

Shareholder Breakdown Holders Values ($) % O/S Shares
Institution 66 88.94 33.91 5,666,508
Mutual Fund 15 6.34 2.41 402,204
Institutional Shareholder Rotation Holders Values Change ($) % O/S Shares Change
Buyers 37 17.79 6.77 1,131,234
Sellers 26 -9.80 3.74 -625,847
Net -- 7.98 3.03 505,387
Institutional Shareholder Concentration Values ($) % O/S Shares
Top 10 Inst. 62 23.63 3,948,145
Top 20 Inst. 76.39 29.12 4,866,451
Top 50 Inst. 88.24 33.64 5,621,765
Total Inst. 88.24 33.64 5,621,765
Institutional Shareholder Style Holders Values ($) % O/S Shares
CoreGrowth 9 6 2.44 407,803
Growth 2 3 1.18 196,754
BrokerDealer 8 5 1.89 315,077
GARP 5 19 7.05 1,178,422
HedgeFund 7 16 6.15 1,027,854
CoreValue 10 10 3.79 633,024
DeepValue 3 1 0.55 92,588
IncomeValue 1 0 0.06 10,000
Yield 1 10 3.63 606,434
Index 3 2 0.90 150,247
Top Holders: Institutional Investor Shares Held % O/S Shares Change Filing Date
William Blair & Company, L.L.C. 789,972 4.73 1,566 03/31/2017
Muzinich and Company, Inc. 674,942 4.04 238,038 03/31/2017
Advisors Asset Management, Inc. 606,434 3.63 -215,803 03/31/2017
UBS Financial Services, Inc. 416,955 2.49 75,249 03/31/2017
Advisory Research, Inc. 381,021 2.28 176,932 03/31/2017
Sumitomo Mitsui Asset Management Company, Limited 364,758 2.18 173,280 03/31/2017
Koenig (Theodore L) 261,551 1.57 62,972 06/13/2017
Janney Montgomery Scott LLC 182,813 1.09 153 03/31/2017
BlackRock Asset Management Ireland Limited 136,066 0.81 22,963 03/31/2017
Homrich & Berg, Inc. 133,633 0.80 5,060 03/31/2017
Van Eck Associates Corporation 126,802 0.76 126,802 03/31/2017
Bard Associates Inc. 119,737 0.72 -150 03/31/2017
Geneva Advisors, LLC 113,487 0.68 23,341 03/31/2017
Two Sigma Investments, LP 103,951 0.62 -102,849 03/31/2017
Chicago Partners Wealth Advisors 97,120 0.58 4,976 03/31/2017
McKinley Capital Management, LLC 83,267 0.50 3,678 03/31/2017
Advantage Investment Management, LLC 71,583 0.43 70,583 03/31/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 69,228 0.41 3,975 03/31/2017
Stephens Capital Management 68,663 0.41 -28,087 03/31/2017
Advisor Group, Inc 64,468 0.39 1,490 03/31/2017
Raymond James & Associates, Inc. 58,246 0.35 -755 03/31/2017
Ativo Capital Management, LLC 58,013 0.35 58,013 03/31/2017
Salzhauer Michael 51,304 0.31 0 03/31/2017
WESPAC Advisors LLC 39,632 0.24 -5,956 03/31/2017
Oppenheimer Asset Management Inc. 38,606 0.23 1,308 03/31/2017
Silver Capital Management LLC 37,324 0.22 -1,110 03/31/2017
National Asset Management, Inc. 37,200 0.22 -5,425 03/31/2017
Rothschild Investment Corporation 37,050 0.22 600 03/31/2017
Nuveen Asset Management, LLC 35,632 0.21 7,708 03/31/2017
Clear Harbor Asset Management, LLC 30,909 0.18 2,282 03/31/2017
Baird Investment Management 30,590 0.18 -1,143 03/31/2017
Rubin (Robert S) 25,340 0.15 2,742 04/05/2017
Morgan Stanley Wealth Management 22,025 0.13 5,698 03/31/2017
Mackenzie Financial Corporation 21,018 0.13 12,546 03/31/2017
Metropolitan Life Insurance Co. (US) 19,623 0.12 19,623 12/31/2016
RBC Capital Markets Wealth Management 19,166 0.11 5,021 03/31/2017
Opus Capital Management, Inc. 19,074 0.11 19,074 03/31/2017
North Star Investment Management Corporation 18,700 0.11 15,000 03/31/2017
Wunderlich Securities, Inc. 18,265 0.11 -100 03/31/2016
Steele (Jeffrey D) 18,000 0.11 6,425 06/20/2017
Wells Fargo Advisors 17,000 0.10 4,999 03/31/2017
Sigma Planning Corporation 14,683 0.09 14,683 03/31/2017
Freestone Capital Management, LLC 13,923 0.08 293 03/31/2017
Wilbanks, Smith & Thomas Asset Management, LLC 13,223 0.08 13,223 03/31/2017
Yorktown Management & Research Company, Inc. 13,000 0.08 0 03/31/2017
Allison (Thomas J) 10,823 0.06 1,171 04/05/2017
KCG Americas LLC 10,017 0.06 10,017 03/31/2017
Bank of Oklahoma, N.A. 10,000 0.06 0 03/31/2017
Blackstone Alternative Investment Advisors LLC 8,800 0.05 7,400 09/30/2016
Morgan Stanley Investment Management Inc. (US) 8,128 0.05 -11,082 03/31/2017

Ownership data is provided by Thomson Reuters, a third party service, and Monroe Capital Corporation does not maintain or provide information directly to this service.