Ownership Profile

Shareholder Breakdown Holders Values ($) % O/S Shares
Institution 66 77.33 30.52 5,060,742
Mutual Fund 13 3.99 1.57 260,438
Institutional Shareholder Rotation Holders Values Change ($) % O/S Shares Change
Buyers 34 10.62 4.16 690,324
Sellers 29 -6.61 2.59 -428,836
Net -- 4.01 1.58 261,488
Institutional Shareholder Concentration Values ($) % O/S Shares
Top 10 Inst. 54 21.12 3,501,432
Top 20 Inst. 66.38 26.19 4,341,842
Top 50 Inst. 76.77 30.30 5,023,454
Total Inst. 76.77 30.30 5,023,454
Institutional Shareholder Style Holders Values ($) % O/S Shares
CoreGrowth 12 6 8.24 396,701
Growth 2 3 3.53 169,735
AggresGr 1 1 1.28 61,403
GARP 3 15 20.76 999,094
HedgeFund 8 14 18.70 899,969
BrokerDealer 8 10 13.97 672,058
CoreValue 9 6 7.80 375,270
DeepValue 3 2 2.20 105,675
Yield 1 13 17.09 822,237
IncomeValue 1 0 0.21 10,000
Index 3 1 1.72 82,857
Top Holders: Institutional Investor Shares Held % O/S Shares Change Filing Date
Advisors Asset Management, Inc. 822,237 4.96 -142,417 12/31/2016
William Blair & Company, L.L.C. 788,406 4.75 42,703 12/31/2016
Muzinich and Company, Inc. 436,904 2.63 135,261 12/31/2016
UBS Securities LLC 341,706 2.06 23,276 12/31/2016
Two Sigma Investments, LP 206,800 1.25 -7,878 12/31/2016
Advisory Research, Inc. 204,089 1.23 114,597 12/31/2016
Koenig (Theodore L) 198,579 1.20 36,575 03/30/2016
Sumitomo Mitsui Asset Management Company, Limited 191,478 1.15 110,994 12/31/2016
Janney Montgomery Scott LLC 182,660 1.10 -4,943 12/31/2016
Homrich & Berg, Inc. 128,573 0.78 2,698 12/31/2016
Bard Associates Inc. 119,887 0.72 -100 12/31/2016
BlackRock Asset Management Ireland Limited 113,103 0.68 32,782 12/31/2016
Stephens Capital Management 96,750 0.58 26,342 12/31/2016
Chicago Partners Wealth Advisors 92,144 0.56 1,653 12/31/2016
Geneva Advisors, LLC 90,146 0.54 11,427 12/31/2016
McKinley Capital Management, LLC 79,589 0.48 5,814 12/31/2016
Ladenburg Thalmann Asset Management Inc. (LTAM) 65,253 0.39 3,188 12/31/2016
Advisor Group, Inc 62,978 0.38 61,078 12/31/2016
Bridgeway Capital Management, Inc. 61,403 0.37 0 12/31/2016
BlackRock Advisors (UK) Limited 59,157 0.36 -313 04/30/2016
Raymond James & Associates, Inc. 59,001 0.36 -29,980 12/31/2016
Salzhauer Michael 51,304 0.31 12,824 12/31/2016
WESPAC Advisors LLC 45,588 0.27 2,503 12/31/2016
National Asset Management, Inc. 42,625 0.26 5,866 12/31/2016
Silver Capital Management LLC 38,434 0.23 3,100 12/31/2016
J.P. Morgan Securities LLC 37,794 0.23 -15,037 12/31/2016
Oppenheimer Asset Management Inc. 37,298 0.22 7,950 12/31/2016
Rothschild Investment Corporation 36,450 0.22 8,600 12/31/2016
Baird Investment Management 31,733 0.19 231 12/31/2016
Clear Harbor Asset Management, LLC 28,627 0.17 11,992 12/31/2016
Nuveen Asset Management, LLC 27,924 0.17 -27,884 12/31/2016
Rubin (Robert S) 22,598 0.14 2,098 03/30/2016
Metropolitan Life Insurance Co. (US) 19,623 0.12 19,623 12/31/2016
Morgan Stanley Investment Management Inc. (US) 19,210 0.12 -13,027 12/31/2016
Wunderlich Securities, Inc. 18,265 0.11 -100 03/31/2016
Morgan Stanley Wealth Management 16,327 0.10 -2,446 12/31/2016
RBC Capital Markets Wealth Management 14,145 0.09 -2,133 12/31/2016
Freestone Capital Management, LLC 13,630 0.08 284 12/31/2016
Yorktown Management & Research Company, Inc. 13,000 0.08 0 12/31/2016
Wells Fargo Advisors 12,001 0.07 -1,099 12/31/2016
Commonwealth Financial Network 11,977 0.07 11,977 12/31/2016
Steele (Jeffrey D) 11,575 0.07 0 03/30/2016
Northern Trust Global Investments Ltd. 11,037 0.07 11,037 12/31/2016
TFS Capital LLC 10,858 0.07 -5,252 12/31/2016
Bank of Oklahoma, N.A. 10,000 0.06 0 12/31/2016
Allison (Thomas J) 9,652 0.06 896 03/30/2016
Blackstone Alternative Investment Advisors LLC 8,800 0.05 7,400 09/30/2016
Mackenzie Financial Corporation 8,472 0.05 6,278 12/31/2016
Morgan Stanley Investment Management Ltd. (UK) 7,178 0.04 -5,180 12/31/2016
Citi Investment Research (US) 6,486 0.04 -2,114 12/31/2016

Ownership data is provided by Thomson Reuters, a third party service, and Monroe Capital Corporation does not maintain or provide information directly to this service.